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园艺学报 ›› 2026, Vol. 53 ›› Issue (5): 1457-1476.doi: 10.16420/j.issn.0513-353x.2025-0190

• 栽培·生理生化 • 上一篇    下一篇

基于高光谱的核桃冠层叶片含水量估测模型研究

夏邱浩1,2,3, 马治浩1,2,3, 罗浪琴1,2,3, 陈天财1,2,3, 金强1,2,4, 王红霞5, 张锐3,*(), 郭众仲2,*()   

  1. 1 塔里木大学园艺与林学学院, 新疆阿拉尔 843300
    2 南疆特色果树高效优质栽培与深加工技术国家地方联合工程实验室, 新疆阿拉尔 843300
    3 兵团南疆特色林果技术创新中心, 新疆阿拉尔 843300
    4 华中农业大学—塔里木大学南疆园艺研究中心, 新疆阿拉尔 843300
    5 河北农业大学园艺学院, 河北保定 071000
  • 收稿日期:2025-08-13 修回日期:2025-12-18 出版日期:2026-05-25 发布日期:2026-05-26
  • 通讯作者:
    * E-mail:
  • 基金资助:
    塔里木大学校长基金自然科学项目(TDZKCX202211); 塔里木大学校长基金重大项目培育项目(TDZKZD202403); 新疆维吾尔自治区“揭榜挂帅”项目(19-1124239)

Estimation Model of Leaf Moisture Content in Walnut Canopy Based on Hyperspectral Technology

XIA Qiuhao1,2,3, MA Zhihao1,2,3, LUO Langqin1,2,3, CHEN Tiancai1,2,3, JIN Qiang1,2,4, WANG Hongxia5, ZHANG Rui3,*(), GUO Zhongzhong2,*()   

  1. 1 College of Horticulture and ForestryTarim University,Alar, Xinjiang 843300, China
    2 National Local Joint Engineering Laboratory for Efficient and High Quality Cultivation and Deep Processing Technology of Characteristic Fruit Trees in Southern XinjiangAlar, Xinjiang 843300, China
    3 Xinjiang Characteristic Forest and Fruit Technology Innovation Center of Xinjiang Production and Construction CorpsAlar, Xinjiang 843300, China
    4 Huazhong Agricultural University Tarim University Southern Xinjiang Horticultural Research CenterAlar, Xinjiang 843300, China
    5 College of HorticultureHebei Agricultural University,Baoding, Hebei 071000, China

摘要:

为实现核桃园在不同水分处理下冠层叶片含水量快速、精准、无损的监测,探索一种基于高光谱技术的核桃叶片含水量无损检测方法。以‘温185’核桃为试验对象,测定核桃冠层叶片光谱和叶片含水率,对原始光谱数据进行一阶导数(FD)、去趋势(Detrend)、卷积平滑 + 一阶(SG + FD)、一阶 + 标准正态变化(FD + SNV)和标准正态变化 + 去趋势(SNV + Detrend)处理,通过离散二进制粒子群算法(BPSO)、连续投影算法(SPA)、无信息变量消除变换法(UVE)、竞争自适应重加权法(CARS)筛选特征波段组合,构建随机森林(RF)和极限学习机(ELM)模型,对比筛选最优核桃叶片含水量无损检测模型。通过建立不同特征波段组合的反演模型,FD-CARS-ELM方法建立的预测模型性能优于RF模型,训练集R2 = 0.909,RMSE = 1.515,RPD = 3.323;测试集R2 = 0.813,RMSE = 1.675,RPD = 2.328。

关键词: 核桃, 叶片, 水分监测, 高光谱, 含水率, 随机森林, 极限学习机

Abstract:

To achieve rapid,accurate,and non-destructive monitoring of canopy leaf water content in walnut orchards under different water treatments,an exploration was conducted into a non-destructive detection method for walnut leaf water content based on hyperspectral technology. Using‘Wen 185’walnuts as the experimental subject,the spectral data and leaf water content of the walnut canopy were measured. The raw spectral data were processed using first derivative(FD),detrending(Detrend),convolution smoothing + first derivative(SG + FD),first derivative + standard normal variate(FD + SNV),and standard normal variate + detrending(SNV + Detrend). Feature band combinations were screened through the discrete binary particle swarm optimization(BPSO),successive projections algorithm(SPA),uninformative variable elimination(UVE),and competitive adaptive reweighted sampling(CARS)methods. Random forest(RF)and extreme learning machine(ELM)models were constructed to compare and select the optimal non-destructive detection model for walnut leaf water content. By establishing inversion models with different feature band combinations,the prediction model developed using the FD-CARS-ELM method outperformed the RF model,with training set R² = 0.909,RMSE = 1.515,RPD = 3.323;test set R² = 0.813,RMSE = 1.675,RPD = 2.328.

Key words: walnut, leaf, moisture monitoring, hyperspectral, moisture content, random forest, extreme learning machine